![]() (formerly d/b/a USA Technologies, Inc.)Īdministrative Proceeding File No.: 3-21483ĭate of Qualifying Judgment/Order: June 5, 2023Īdministrative Proceeding File No.: 3-21473ĭate of Qualifying Judgment/Order: May 30, 2023Ĭase Name: 20-cv-07987 (United States District Court for the Northern District of California)ĭate of Qualifying Judgment/Order: May 31, 2023 In the Matter of Insight Ventures Management, LLCĪdministrative Proceeding File No.: 3-21499ĭate of Qualifying Judgment/Order: June 20, 2023 Morgan Securities LLCĪdministrative Proceeding File No.: 3-21502 Bahgat and Lauramarie ColageloĬase Name: 17-cv-00971 (United States District Court for the Western District of New York)ĭate of Qualifying Judgment/Order: June 6, 2023Ĭase Name: 21-cv-09575 (United States District for the Southern District of New York)ĭate of Qualifying Judgment/Order: June 2, 2023 In the Matter of Pacific Investment Management Company LLCĪdministrative Proceeding File No.: 3-21489ĭate of Qualifying Judgment/Order: June 16, 2023Īdministrative Proceeding File No.: 3-21490 Vuuzle Media Corp., Ronald Shane Flynn, and Richard MarchittoĬase Name: 21-cv-01226 (United States District Court for New Jersey)ĭate of Qualifying Judgment/Order: June 22, 2023Īdministrative Proceeding File No.: 3-21500ĭate of Qualifying Judgment/Order: June 21, 2023 Marco "Sully" Perez and Permian Basin Proppants, Inc.Ĭase Name: 21-cv-00238 (United States District Court for the Western District of Texas)ĭate of Qualifying Judgment/Order: June 23, 2023Īdministrative Proceeding File No.: 3-21470ĭate of Qualifying Judgment/Order: May 26, 2023 SEC Office of the Whistleblower (c/o ENF-CPU) Whistleblower Award Applications submitted by mail or fax should be sent to: Generally, submissions are acknowledged within 60 days. We strongly encourage Form WB-APPs to be submitted by email to Duplicate submissions of a Form WB-APP by multiple methods (e.g., fax, email, and mail) are discouraged as they may cause delays. Once a Notice of Covered Action is posted, individuals have 90 calendar days to apply for an award by submitting a completed Form WB-APP to the Office of the Whistleblower by midnight on the claim due date listed for that action. ![]() Subject to the Whistleblower Amended Rules, individuals who voluntarily provided the SEC with original information after Jthat led to the successful enforcement of a covered action listed below are eligible to apply for a whistleblower award. By posting a Notice for a particular case, we are not making any determinations either that (i) a whistleblower tip, complaint or referral led to the SEC opening an investigation or filing an action with respect to the case or (ii) an award to a whistleblower will be paid in connection with the case. The inclusion of a Notice means only that an order was entered with monetary sanctions exceeding $1 million. We post Notices of Covered Action for each SEC action where a final judgment or order, by itself or together with other prior judgments or orders in the same action issued after July 21, 2010, results in monetary sanctions exceeding $1 million.
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